Investment Management Regulation, Third Edition - Softcover

9781888215052: Investment Management Regulation, Third Edition
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Investment companies have become an important part of the financial system. This case book is designed to familiarize students with the special laws governing investment companies: their creation, structure, corporate governance, operations (including the distribution of shares and the management of the portfolios), dissolution and, time permitting, taxation. In particular, the case book focuses on the Investment Company Act of 1940 and on the practice in this area before the Securities and Exchange Commission.

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  • PublisherFathom Publishing Company
  • Publication date2005
  • ISBN 10 1888215054
  • ISBN 13 9781888215052
  • BindingPaperback
  • Edition number3
  • Number of pages560

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