Securities and Financial Services Law

ISBN 13: 9780409330281

Securities and Financial Services Law

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9780409330281: Securities and Financial Services Law

Securities and Financial Services Law is a high-level work of an advanced corporations law subject. The 8th edition has been updated to include the new future of financial advice reforms and incorporates new features to make the text more accessible while still maintaining the academic rigour expected from this author team. Features Written by leaders in the securities and financial services field Includes commentary on FoFA reforms Provides a concise and thorough commentary on financial services law Is a current and comprehensive treatment of financial services in a dynamic market TABLE OF CONTENTS Table of Contents Part 1 Introduction 1 Regulating securities and markets 2 Administration of the securities and financial services laws 3 The statutory definitions Part 2 Issuers 4 Regulation of securities offerings 5 Conducting a regulated securities offer 6 Offering financial products other than securities 7 Continuous disclosure 8 Liability for defective disclosure 9 Investor claims for defective disclosure Part 3 Markets 10 Licensing of market providers 11 Regulation of market participants in the securities markets 12 Enforceability of the ASX Listing Rules Part 4 Intermediaries 13 Licensing financial intermediaries 14 The relationship between financial services licensees and their clients Part 5 Market Conduct 15 Mergers and acquisitions 16 Market misconduct, prohibited conduct and short selling 17 Insider trading

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