Practical Guide To Section 16

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9780735541122: Practical Guide To Section 16

Rely on the expertise of 15 securities professionals for everything you need to know and do under the Section 16 rules. Compliance is easy with this convenient manual to guide you step-by-step through every phase of the Section 16 reporting scheme.

You'll find detailed answers to such questions as:

  • Must a plan be "tax qualified" to take advantage of Rule 16b-3?
  • Is shareholder approval required to exempt plan transactions?
  • What is a non-employee director for purposes of the rules?
  • What is a "discretionary transaction" under the rules?
  • Is it possible to "mix and match" exemptions?
  • Are any of the pre-1991 Section 16 rules still in effect?
  • How is a beneficial ownership group determined?
  • How are derivative securities treated in acquisitions?

The Guide also supplies such helpful materials as:

  • Forms 3, 4, and 5 filled out under more than 25 different scenarios
  • An abundance of examples illustrating the effect of the rules
  • The full text of revised Section 16 and relevant SEC adoptive releases
  • A detailed compliance timetable to assist in planning and meeting deadlines.

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Eigenbrodt, General Editor, Stanton P.
Published by Aspen Publishers
ISBN 10: 0735541124 ISBN 13: 9780735541122
New Quantity Available: 2
(Lawrence, KS, U.S.A.)

Book Description Aspen Publishers. LOOSE LEAF. Book Condition: New. 0735541124 BRAND NEW W/FAST SHIPPING! This item is: Practical Guide to Section 16, Fourth Edition, by Stanton P. Eigenbrodt, General Editor, in a Looseleaf format. ISBN: 9780735541122. Our 98%+ rating proves our commitment! We cannot ship to PO Boxes/APO address. To avoid ordering the wrong item, please check your item's ISBN number!. Bookseller Inventory # A9780735541122

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