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Here is expert advice on the legal implications of the Financial Services Act 1986 and subsequent amendments for business operations. The impact of both the legislation and case law on each area of operation is explained clearly and thoroughly, identifying problem areas and offering solutions. In 1993 the Large Report recommended a fundamental clarification of the regulatory system's twotier structure and a changed role for the Securities and Investment Board. Following widespread criticism, the Act has frequently been amended and a large body of case law has built up. This edition takes on board all important developments, includes new Sls regulating advertising, guidance on collective investment schemes and expanded commentary on the FSA's impact on banking. This latest edition includes: a rewritten section on enforcement to take account of a substantial amount of case decisions; a revised chapter on regulation of investment vehicles, including the many changes in pensions and unit trust rules; new treatment of the impact of the EC Investment Services Directive, the Capital Adequacy Directive and the third Life Directive on the UK regulatory framework; clear guidance to the fundamental changes within SROs themselves - such as the establishment of the PIA - and how they work in practice.
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- PublisherFT Law & Tax
- ISBN 10 0752000411
- ISBN 13 9780752000411
- BindingPaperback
- Edition number2
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Financial services: Regulating investment business (Longman commercial series)
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Book Description Condition: Acceptable. Used - Acceptable. Your purchase helps support Sri Lankan Children's Charity 'The Rainbow Centre'. Ex-library with wear and barcode page may have been removed. Our donations to The Rainbow Centre have helped provide an education and a safe haven to hundreds of children who live in appalling conditions. Seller Inventory # Z1-J-033-01213
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Financial Services: Regulating Investment Business (Longman Commercial)
Published by
Sweet & Maxwell
(1995)
ISBN 10: 0752000411
ISBN 13: 9780752000411
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Paperback
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Book Description Paperback. Condition: Very Good. Financial Services: Regulating Investment Business (Longman Commercial) This book is in very good condition and will be shipped within 24 hours of ordering. The cover may have some limited signs of wear but the pages are clean, intact and the spine remains undamaged. This book has clearly been well maintained and looked after thus far. Money back guarantee if you are not satisfied. See all our books here, order more than 1 book and get discounted shipping. . Seller Inventory # 7719-9780752000411
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Financial Services: Regulating Investment Business (Longman Commercial)
Published by
Sweet & Maxwell 01/01/1995
(1995)
ISBN 10: 0752000411
ISBN 13: 9780752000411
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Paperback
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Book Description Paperback. Condition: Very Good. Shipped within 24 hours from our UK warehouse. Clean, undamaged book with no damage to pages and minimal wear to the cover. Spine still tight, in very good condition. Remember if you are not happy, you are covered by our 100% money back guarantee. Seller Inventory # 6545-9780752000411
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Financial Services: Regulating Investment Business (Longman Commercial S.)
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Book Description Condition: Good. Most items will be dispatched the same or the next working day. Seller Inventory # wbs8128031932
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