Given the sheer number and complexity of financial instruments, and the certainty of more regulations imposed on them, it s going to be harder to keep track of all the rules governing new, traditional, and emerging financial products. PLI s one-stop, regularly updated Financial Product Fundamentals: Law Business Compliance makes your task a lot easier. This clear, comprehensive, and convenient reference gives you a useful understanding of the regulation, benefits, advantages, pricing, distribution, marketing, and current and future viability of registered offerings, private placements, mutual funds, hedge funds, money market funds, exchange traded funds, real estate investment trusts, international investment funds, variable insurance products, and other instruments. With the help of handy charts, tables, and other graphics, Financial Product Fundamentals helps you stay on top of securities laws applicable to different instruments, comply with specific requirements more easily, and qualify for legal exemptions that can ease your compliance burden. Updated at least once a year, Financial Product Fundamentals: Law Business Compliance is an important basic reference for securities professionals and attorneys, general practitioners, compliance and risk officers, federal and state regulators, and investors.
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Clifford E. Kirsch is a Partner at Sutherland LLP in New York City. A former Vice President and Senior Corporate Counsel at The Prudential Insurance Company of America, Mr. Kirsch was on the staff of the SEC s Division of Investment Management from 1985 to 1994.
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Book Description Practising Law Institute (PLI), 2010. Hardcover. Book Condition: New. book. Bookseller Inventory # 872241254