NASD Series 63 Uniform Securities Agent State Law Exam Audio Course

9780979068003: NASD Series 63 Uniform Securities Agent State Law Exam Audio Course

This if one of the best NASAA SERIES 63 EXAM audio review you can find. With this review you can make your own outlines. The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer representatives The exam is administered by the North American Securities Administrators Association (NASAA). Completion of the Series 63 exam will entitle an individual with the qualifications necessary to become a securities agent who solicits orders for any type of security in a particular state. Series 63 certification is required in 40 states. Out comprehensive AUDIO COURSE has been prepared to assist candidates to sit for the Series 63 examination. This course will lead you step-by-step through every topic in of Series 6 Exam making even the most difficult concepts crystal clear. In just a few hours you'll grasp the essence of the entire course...effortlessly. Series 6 Exam preparation cannot be easier. You will cover ALL topics with incredible details! TOPICS COVERED: Definition Of Terms; Registration Requirements: Broker-Dealers, Agents And Investment Advisors; Regulation Of Securities; Rule Enforcement; Fraudulent And Prohibited Practices; SCOPE OF THE EXAMINATION: The Series 63 is the Blue-Sky license, which is accepted by almost all states. This Series 63 Audio Course delivers a comprehensive understanding of investment company products and variable contracts, which will help students who wish to become Registered Representatives. BEAT THE EXAM!

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