Seb Malik MiFID II: A Survival Guide

ISBN 13: 9780993546532

MiFID II: A Survival Guide

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9780993546532: MiFID II: A Survival Guide

THIS INVALUABLE GUIDE WILL SAVE THE READER DOZENS OF HOURS OF PAINSTAIKING RESEARCH in understanding MiFID II.

OCT 2017 UPDATE: The book contains minor updates and fresh material.

Equipped with this guide, with its comprehensive references and links to source texts, business analysts and project managers will stand tall, empowered to drive forward critical regulatory projects.

Other MIFID II tracts are either too high level to be of any practical aid, or too detailed (aimed principally at the legal community) leaving the reader overwhelmed.

That the changes required for MIFID II are not communicated in a single unified document is where this guide earns its keep. There are a plethora of directives, regulations, technical specifications and updates running into thousands of pages that must be read, digested, cross-referenced, organised and categorised in order to arrive at actionable issues.

This tract is an attempt to do so.

From the FCA:

Firms will need to start planning for the MiFID II changes ahead of the finalisation of the EU implementing legislation and the subsequent changes that we and the PRA make to our Handbooks, and changes that HM Treasury makes to financial services legislation.

MiFID II is a wide-ranging piece of legislation and, depending on your business model, could affect a wide range of your firm’s functions – from trading, transaction reporting and client services to IT and HR systems.

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Seb Malik
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ISBN 10: 0993546536 ISBN 13: 9780993546532
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