Wiley Series 7 Exam Review 2014 + Test Bank: The General Securities Representative Examination - Softcover

The Securities Institute Of America, Inc.

Softcover

ISBN 10: 1118719980 ISBN 13: 9781118719985

Publisher: Wiley, 2013

Synopsis

The most comprehensive guide to the Series 7 exam in the marketplace includes a self-directed study guide with all the most essential information to becoming a stockbroker. Areas covered include: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis, Self-Regulatory Organizations (SRO’s), Mutual Funds and Investment Companies, Annuities, Margin, Options, Money Market Instruments, Direct Participation Programs and Municipal Securities. There is no prerequisite exam for the FINRA Series 7, however, test takers will be required to take the Series 63 or Series 66 as co-requisite exams. The Series 7 exam is made up of 260 multiple-choice questions of which 10 are experimental. Each student will be given a total of 6 hours for the exam (3 hours for each half). A grade of 72 is considered passing. This book includes multiple practice exams to help test takers improve their scores.

The General Securities Representative Examination (Series 7) is an entry-level examination that qualifies the individual for registration with all self-regulatory organizations to trade, promote, and sell:

• Public offerings and/or private placements of corporate securities (stocks and bonds)
• rights
• warrants
• mutual funds
• money market funds
• unit investment trusts
• REITS
• asset-backed securities
• mortgage-backed securities
• options
• options on mortgage-backed securities
• municipal securities
• government securities
• repos and certificates of accrual on government securities
• direct participation programs
• securities traders
• venture capital
• ETFs
• hedge funds

About this title

From the Back Cover

The go-to guide to acing the Series 7 Exam!

The General Securities Representative Examination (Series 7) is an entry-level exam that qualifies individuals for registration with all self-regulatory organizations to trade, promote, and sell all forms of general securities.

This intense six-hour test is the must-pass exam for aspiring financial professionals. The exam consists of 250 questions about everything from stocks and stock markets, government securities, municipal and corporate bonds, and options to rules for acquiring customers and handling their accounts, general economic theory, and the rules and regulations of the Securities and Exchange Commission.

Created by the experts at The Securities Institute of America, Inc., Wiley Series 7 Exam Review 2014 arms you with what you need to score high on the test and pass the Series 7 Exam. Designed to let you build and fine-tune your knowledge of all areas covered and guarantee that you're prepared mentally and strategically to take the test, it provides:

• Hundreds of examples
• Assorted practice questions for each subject area covered in the exam
• Priceless test-taking tips and strategies
• Helpful hints on how to study for the test, manage stress, and stay focused

Wiley Series 7 Exam Review 2014 is your ticket to passing the test with flying colors—on the first try—and becoming a registered General Securities Representative.

Visit www.wileysecuritieslicensing.com for more information.

The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include:

• Onsite classes
• Private tutoring
• Classroom training
• Interactive online video training classes
• State-of-the-art exam preparation software
• Printed textbooks
• Real-time tracking and reporting for managers and training directors

As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world.

About this edition

• Publisher: Wiley
• Publication date: 2013
• ISBN 10: 1118719980
• ISBN 13: 9781118719985
• Binding: Paperback
• Language: English
• Edition number: 2
• Number of pages: 576