Tailored to give business professionals and their staffs precisely what they need to know about this regulatory sea change, PLI's Guide to the Sarbanes-Oxley Act for Business Professionals concisely explains the governance, disclosure, reporting, and record-keeping reforms reflected in many new SEC, NYSE, and NASD rules.
Featuring subject-oriented compliance checklists and citations to the rules for follow-up research, the book avoids legal jargon and technical references while it clarifies:
· New management certification requirements for quarterly and annual reports. · The steps involved in developing mandatory disclosure procedures and financial controls. · Ways of improving Management’s Discussion & Analysis to meet new SEC standards for MD&A. · Restrictions on the use of non-GAAP measures in SEC filings to protect investors. · Stricter standards for director, auditor, and research analyst independence to prevent conflicts of interest.
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Book Description Practising Law Inst 2004-01-01, 2004. PAPERBACK. Book Condition: New. 1402404808 BRAND NEW. A portion of your purchase of this book will be donated to non-profit organizations. Over 1,000,000 satisfied customers since 1997! We ship daily M-F. Choose expedited shipping (if available) for much faster delivery. Delivery confirmation on all US orders. Bookseller Inventory # Z1402404808ZN
Book Description Practising Law Inst, 2004. Paperback. Book Condition: New. Never used!. Bookseller Inventory # P111402404808