Under the Over the Counter

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9781511585279: Under the Over the Counter
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Throughout almost all of the 1980s, I was working in the over-the-counter industry. As a broker with a Series 7 License, I could buy and sell assets on all of the exchanges, but the firms which employed me considered themselves OTC companies. Most of their stocks were either traded on Nasdaq or just between broker-dealers as unlisted or Pink Sheet stocks. Generally these companies are newly listed, small, underfunded and are unable to meet the requirements to obtain listing on the larger exchanges. This book is a fictionalize version of my experiences.

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Book Description Createspace Independent Publishing Platform, United States, 2015. Paperback. Condition: New. Language: English . Brand New Book ***** Print on Demand *****. Throughout almost all of the 1980s, I was working in the over-the-counter industry. As a broker with a Series 7 License, I could buy and sell assets on all of the exchanges, but the firms which employed me considered themselves OTC companies. Most of their stocks were either traded on Nasdaq or just between broker-dealers as unlisted or Pink Sheet stocks. Generally these companies are newly listed, small, underfunded and are unable to meet the requirements to obtain listing on the larger exchanges. This book is a fictionalize version of my experiences. Seller Inventory # APC9781511585279

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Book Description Createspace Independent Publishing Platform, United States, 2015. Paperback. Condition: New. Language: English . Brand New Book ***** Print on Demand *****.Throughout almost all of the 1980s, I was working in the over-the-counter industry. As a broker with a Series 7 License, I could buy and sell assets on all of the exchanges, but the firms which employed me considered themselves OTC companies. Most of their stocks were either traded on Nasdaq or just between broker-dealers as unlisted or Pink Sheet stocks. Generally these companies are newly listed, small, underfunded and are unable to meet the requirements to obtain listing on the larger exchanges. This book is a fictionalize version of my experiences. Seller Inventory # APC9781511585279

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Book Description CreateSpace Independent Publishing Platform. Paperback. Condition: New. This item is printed on demand. 216 pages. Dimensions: 9.0in. x 6.0in. x 0.5in.Throughout almost all of the 1980s, I was working in the over-the-counter industry. As a broker with a Series 7 License, I could buy and sell assets on all of the exchanges, but the firms which employed me considered themselves OTC companies. Most of their stocks were either traded on Nasdaq or just between broker-dealers as unlisted or Pink Sheet stocks. Generally these companies are newly listed, small, underfunded and are unable to meet the requirements to obtain listing on the larger exchanges. This book is a fictionalize version of my experiences. This item ships from La Vergne,TN. Paperback. Seller Inventory # 9781511585279

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Book Description Createspace Independent Publishing Platform, 2015. PAP. Condition: New. New Book. Delivered from our UK warehouse in 4 to 14 business days. THIS BOOK IS PRINTED ON DEMAND. Established seller since 2000. Seller Inventory # IQ-9781511585279

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