Investment Company Determination Under the 1940 Act: Exemptions and Exceptions

0 avg rating
( 0 ratings by Goodreads )
 
9781590310458: Investment Company Determination Under the 1940 Act: Exemptions and Exceptions
View all copies of this ISBN edition:
 
 

This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes.

Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to:

* The exception for private investment companies
* Newly authorized qualified purchaser funds
* Changes in the regulation of variable annuity and variable life insurance products
* And many more equally important, rapidly evolving, issues.

Investment Company Determination Under the 1940 Act: Exemptions and Exceptions also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.

"synopsis" may belong to another edition of this title.

From the Publisher:

Periodic supplements and/or new editions issued on approval

"About this title" may belong to another edition of this title.

(No Available Copies)

Search Books:



Create a Want

If you know the book but cannot find it on AbeBooks, we can automatically search for it on your behalf as new inventory is added. If it is added to AbeBooks by one of our member booksellers, we will notify you!

Create a Want

Other Popular Editions of the Same Title

9781567064667: Investment Company Determination Under the 1940 Act: Exemptions and Exceptions

Featured Edition

ISBN 10:  1567064663 ISBN 13:  9781567064667
Publisher: Aspen Law & Business, 1997
Softcover