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This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.
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Book Description American Bar Assn. Condition: BRAND NEW. BRAND NEW Softcover A Brand New Quality Book from a Full-Time Veteran Owned Bookshop in business since 1992!. Seller Inventory # 2930820
Book Description American Bar Association, 2007. Condition: New. book. Seller Inventory # M1590317297
Book Description American Bar Association, 2007. Paperback. Condition: New. Never used!. Seller Inventory # P111590317297
Book Description American Bar Association, 2007. Paperback. Condition: New. 2nd Edition. Seller Inventory # DADAX1590317297