Series 55 Exam Flashcard Study System: Series 55 Test Practice Questions & Review for the Equity Trader Qualification Examination (Cards)

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9781630945206: Series 55 Exam Flashcard Study System: Series 55 Test Practice Questions & Review for the Equity Trader Qualification Examination (Cards)
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***Ace the Series 55 Exam and Get the Results You Deserve*** The Series 55 Exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 55 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exam, and now you can too. When you study with these flashcards, you'll get an in-depth review of each section on the Series 55 Exam. The Trading section covers:

  • Market maker
  • Clearly erroneous transaction
  • Discretionary order, reserve order, and limit order
  • System routing options
  • Stabilizing
  • Penny stock
  • OTC bulletin board service
The Order Handling section covers:
  • Determining if a member is using reasonable due diligence in a transaction
  • Average effective spread and average realized spread
  • Situations in which a broker-dealer may mark an order short exempt
  • Record Keeping and Regulatory Reporting
  • Transmitting transaction reports to the ADF
  • Transactions that do not require reporting to the FINRA/Nasdaq trade reporting facility
  • Information a reporting member is required to record
...and much more! We believe in delivering lots of value for your money, so the Series 55 Exam Flashcard Study System is packed with the critical information you'll need to master in order to ace the Series 55 Exam. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Series 55 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the test. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With our flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time. Our company has helped thousands of people achieve their education goals. Series 55 Exam Flashcard Study System can help you get the results you deserve.

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