Series 79 Exam Flashcard Study System: Series 79 Test Practice Questions & Review for the Investment Banking Representative Qualification Exam

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9781630948368: Series 79 Exam Flashcard Study System: Series 79 Test Practice Questions & Review for the Investment Banking Representative Qualification Exam
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***Ace the Series 79 Exam and Get the Results You Deserve***

The Series 79 exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 79 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. Thousands of satisfied customers have relied on Mometrix Flashcards to help them pass their exam, and now you can too.

When you study with these flashcards, you'll get an in-depth review of each section on the Series 79 exam.

The Series 79 Collection, Analysis, and Evaluation of Data Test section includes:

  • Research reports
  • Liquidity
  • Employee stock options and stock appreciation rights (SARs)
  • Qualified institutional buyer
  • Commission s review disclosures made by issuers under the Sarbanes-Oxley Act

The Series 79 The Underwriting/New Financing Transactions, Types of Offerings, and Registration of Securities Test section includes:

  • Offering document and Road show presentation
  • Securities Exchange Act (SEA) Regulation S-X
  • SEC requirements to protect investors or upheld public interest
  • Exemptions from filing
  • Broker dealers restrictions
  • Clearly erroneous transaction review
  • Rule 144 of the Securities Act of 1933

The Series 79 Mergers and Acquisitions, Tender Offers, and Financial Restructuring Transactions Test section includes:

  • Parachute payment
  • Regulation M-A
  • Determination of shares
  • Bankruptcy creditor payment order

The Series 79 General Securities Industry Regulations Test section includes:

  • National Association of Securities Dealers (NASD)
  • Anti-money-laundering compliance program
  • Report of wrongdoing to the Financial Industry Regulatory Authority (FINRA)

...and much more!

We believe in delivering lots of value for your money, so the Series 79 Exam Flashcard Study System is packed with the critical information you'll need to master in order to ace the Series 79 exam.

Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Series 79 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the test.

Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With our flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time.

Our company has helped thousands of people achieve their education goals. Series 79 Exam Flashcard Study System can help you get the results you deserve.

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