Financial Planners, Investment Advisers and Broker-Dealers

DAVIS T.

Published by Nova Science Publishers Inc
ISBN 10: 1622578376 / ISBN 13: 9781622578375
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2013. Paperback. Editor(s): Davis, Taylor; Crawford, Graham S. Num Pages: 87 pages. BIC Classification: KFFM. Category: (G) General (US: Trade). Dimension: 227 x 156 x 5. Weight in Grams: 154. . . . . . Books ship from the US and Ireland. Bookseller Inventory #

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Synopsis: Consumers are increasingly turning for help to financial planners, individuals who help clients meet their financial goals by providing assistance with such things as selecting investments and insurance products and managing tax and estate planning. This book examines how financial planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels, as well as discussing the advantages and disadvantages of alternative regulatory approaches.

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Title: Financial Planners, Investment Advisers and ...
Publisher: Nova Science Publishers Inc
Book Condition: New

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Taylor Davis, Graham S. Crawford
Published by Nova Science Publishers Inc
ISBN 10: 1622578376 ISBN 13: 9781622578375
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Book Description Nova Science Publishers Inc. Paperback. Book Condition: new. BRAND NEW, Financial Planners, Investment Advisers and Broker-Dealers: Oversight and Access to Registration Information, Taylor Davis, Graham S. Crawford, Consumers are increasingly turning for help to financial planners--individuals who help clients meet their financial goals by providing assistance with such things as selecting investments and insurance products, and managing tax and estate planning. This book examines how financial planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels; what is known about the effectiveness of this regulation; and the advantages and disadvantages of alternative regulatory approaches. Bookseller Inventory # B9781622578375

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Published by Nova Science Publishers Inc, United States (2013)
ISBN 10: 1622578376 ISBN 13: 9781622578375
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Book Description Nova Science Publishers Inc, United States, 2013. Paperback. Book Condition: New. UK ed.. Language: English . Brand New Book. Consumers are increasingly turning for help to financial planners, individuals who help clients meet their financial goals by providing assistance with such things as selecting investments and insurance products and managing tax and estate planning. This book examines how financial planners, investment advisers and broker-dealers are regulated and overseen at the federal and state levels, as well as discussing the advantages and disadvantages of alternative regulatory approaches. Bookseller Inventory # AAG9781622578375

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Book Description Nova Science Publishers, 2013. Paperback. Book Condition: New. book. Bookseller Inventory # M1622578376

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Book Description Nova Science Publishers, 2013. Paperback. Book Condition: Good. UK ed.. Ships with Tracking Number! INTERNATIONAL WORLDWIDE Shipping available. May not contain Access Codes or Supplements. Buy with confidence, excellent customer service!. Bookseller Inventory # 1622578376

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