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Synopsis: Meet the challenges of securities practice now and in the future with Securities Law Handbook. This best-selling title provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement. Additional topics covered include: The plain-English prospectus; Underwriting and selling groups; Small company offerings; Exempt offerings; The Trust Indenture Act; Rule 144A and the PORTAL Market; Shareholder proposals; Blue Sky compliance; Securities law violations; EDGAR; The integrated disclosure system; Private express remedies; SEC enforcement; Practice before the Securities Exchange Commission; andProfessional responsibility.
Title: Securities Law Handbook (Securities Law ...
Publisher: Clark Boardman Callaghan
Publication Date: 2014
Book Condition: Used: Good
Book Description Clark Boardman Callaghan, 2012. Paperback. Book Condition: Good. Item may show signs of shelf wear. Pages may include limited notes and highlighting. Includes supplemental or companion materials if applicable. Access codes may or may not work. Connecting readers since 1972. Customer service is our top priority. Bookseller Inventory # mon0001032413
Book Description Clark Boardman Callaghan, 2014. Paperback. Book Condition: New. Bookseller Inventory # DADAX0314800921