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Every advisor in your firm should have a copy" of this compact new guide, claims Harold Evensky, respected financial professional and author of Wealth Management. Evensky knows all too well that firms and individual advisors need to protect themselves now more than ever.
In the climate of corporate scandals and market downturns - being in compliance is critical to avoiding liability challenges. But - the scope and complexity of the landmark ERISA act has left trustees and fiduciaries struggling to ensure that they remain in compliance.
Now, industry pro Ken Ziesenheim's concise booklet covers the four key provisions of ERISA in simple, straightforward terms. He includes sample forms, policy statements, a glossary of terms and everything needed to make understanding — and complying with ERISA — as easy as a,b,c.
And, he covers four all-important steps for:
From the Back Cover:
“The scope and complexity of ERISA has led to a widespread lack of understanding of both its basic principles – and the liabilities to which trustees and fiduciaries may be subjected. This compact new guide clarifies both in simple, understandable terms. Financial advisors will find it particularly useful in establishing compliance procedures within their practices – and every advisor in your firm should have a copy.” – Harold Evensky, Chairmain, Eversky Group and author of the best selling book, Wealth Management
The landmark ERISA legislation ushered in a new set of protections for participants in employee benefit plans, and the trustees and fiduciaries who administer them.
But, as beneficial as ERISA has proven to be for all involved – those who need to comply with it most have found its far-reaching, densely written directives difficult to decipher. Consequently, many financial advisors fear they are not in compliance. And, as the Enron debacle has illustrated, non-compliance could leave advisors and fiduciaries open to liability challenges.
Now, Thornburg Securities president Ken Ziesenheim clears the air and shows professionals how to protect themselves, their firms and their clients by adhering to ERISA specifications. In clear, concise terms Ken explains 4 key provisions of ERISA which will keep anyone who writes investment objectives for clients or hires an outside manager to oversee funds – in compliance. He covers all the critical steps including ...
With sample forms, policy statements, a glossary of terms and more – Ken Ziesenheim makes understanding – and complying with ERISA – easy.
Title: Understanding ERISA: A Compact Guide to the ...
Publication Date: 2002
Book Condition: Used: Good
Book Description Marketplace Books, Inc., 2002. Book Condition: Fair. Shows definite wear, and perhaps considerable marking on inside. Bookseller Inventory # GRP81102945
Book Description Marketplace Books, Inc., 2002. Book Condition: Good. Ships from Reno, NV. Former Library book. Shows some signs of wear, and may have some markings on the inside. Bookseller Inventory # GRP87328641
Book Description Marketplace Books, Inc., 2002. Book Condition: Good. Shows some signs of wear, and may have some markings on the inside. Bookseller Inventory # GRP13524443
Book Description Wiley. Paperback. Book Condition: VERY GOOD. Very Good copy, cover and pages show some wear from reading and storage. Binding may have light creases. Lots of life left in these pages. Bookseller Inventory # 2712912394
Book Description Wiley & Sons, Incorporated, John. Paperback. Book Condition: Very Good. This book shows minor wear and is in very good condition. Bookseller Inventory # G1931611424I4N00
Book Description Wiley & Sons, Incorporated, John. Paperback. Book Condition: Good. Book has some visible wear on the binding, cover, pages. Bookseller Inventory # G1931611424I3N00
Book Description Wiley & Sons, Incorporated, John. Paperback. Book Condition: Good. Light shelving wear with minimal damage to cover and bindings. Pages show minor use. Bookseller Inventory # G1931611424I3N00
Book Description Wiley & Sons, Incorporated, John. Paperback. Book Condition: Good. Book shows minor use. Cover and Binding have minimal wear and the pages have only minimal creases. Bookseller Inventory # G1931611424I3N00
Book Description Wiley. Paperback. Book Condition: As New. This copy appears to be in nearly new condition. Bookseller Inventory # G1931611424I2N00
Book Description Wiley. Paperback. Book Condition: Very Good. Light wear to edges and pages. Cover and spine show no easily noticeable damage. Bookseller Inventory # G1931611424I4N00