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Securities Law Handbook (Securities Law Handbook Series) (2 volume set) - Softcover

 
9780314800923: Securities Law Handbook (Securities Law Handbook Series) (2 volume set)
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Meet the challenges of securities practice now and in the future with Securities Law Handbook. This best-selling title provides in-depth coverage of basic and specialized issues, including types of offerings, registration, reporting, potential violations, and enforcement. Additional topics covered include: The plain-English prospectus; Underwriting and selling groups; Small company offerings; Exempt offerings; The Trust Indenture Act; Rule 144A and the PORTAL Market; Shareholder proposals; Blue Sky compliance; Securities law violations; EDGAR; The integrated disclosure system; Private express remedies; SEC enforcement; Practice before the Securities Exchange Commission; andProfessional responsibility.

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  • PublisherClark Boardman Callaghan
  • Publication date2014
  • ISBN 10 0314800921
  • ISBN 13 9780314800923
  • BindingPaperback
  • Number of pages33602

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