Providing readers with expert coverage of domestic securities regulation, this book fills the need for coverage of securities regulations, defining, describing, and explaining everything professionals need to know about domestic securities regulation.
Since the corporate scandals of 2002, this industry has seen intense scrutiny of how it is regulated. Regulation of Securities, Markets, and Transactions demystifies the new laws and regulations with straightforward, to-the-point coverage professionals need.
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Regulation of Securities, Markets, and Transactions
A Guide to the New Environment
Securities laws, securities regulations, and the rules of self-regulatory organizations are changed often. Some of these changes are driven by the normal course of competition and innovation between and within markets, by advances in the technologies that support the operations of markets, or by the global integration of markets. Other changes, such as those that followed the banking turmoil of 2007—2008, are a response to the sudden release of pressures accumulated over a period of years.
Regulation of Securities, Markets, and Transactions: A Guide to the New Environment is essential reading for professionals in the banking, insurance, or securities industries; those employed in companies that have issued publicly owned securities; and those employed by a government agency that regulates these industries. With in-depth discussion of the Financial Regulation Act of 2010, this timely resource places critical guidance of the latest regulations for this industry at your fingertips.
Adding value beyond a reference, author Patrick Collins defines, describes, and explains domestic securities regulation, preparing professionals to understand the latest securities laws, with coverage of:
A useful introductory handbook for broker-dealers, compliance officers, and accountants and attorneys who provide services to the securities industry, Regulation of Securities, Markets, and Transactions is the guide for a thorough understanding of the government regulation of securities, securities markets, and securities transactions in the United States.
PATRICK S. COLLINS has over thirty years' experience in domestic and foreign financial markets. He has worked in the financial futures markets and was a senior officer of securities companies in London, New York, and Hong Kong. In addition, he has been a financial markets consultant, advising banks, broker-dealers, exchanges, settlement facilities, and securities regulators in Argentina, the Czech Republic, Egypt, Hong Kong, India, Russia, South Africa, Thailand, and the United Kingdom.
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Book Description Hardback. Condition: New. New copy - Usually dispatched within 4 working days. * This book provides a description about the various government regulations of securities, securities markets, and securities transactions. * It defines, describes, and explains U.S. securities regulation. Seller Inventory # B9780470601969
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Book Description Condition: New. * This book provides a description about the various government regulations of securities, securities markets, and securities transactions. * It defines, describes, and explains U.S. securities regulation. Series: Wiley Finance Series. Num Pages: 384 pages, Illustrations. BIC Classification: 1KBB; KFFM; LAY; LNPD. Category: (P) Professional & Vocational. Dimension: 254 x 187 x 33. Weight in Grams: 846. . 2011. 1st Edition. Hardcover. . . . . Seller Inventory # V9780470601969