With a forward written by William F. Jaenike, former CEO of The Depository Trust Company, the book also describes how securities are created and the different types of securities that are used throughout the US today, including equities, fixed income and derivatives. The author discusses the various participants in the industry, from the traditional banks, brokers and investment managers to the industry utilities, regulators, associations and vendors that make efficient trade processing possible in the US.
Other books on securities processing have focused on a single segment of the industry, such as brokers or banks. This book recognizes that the securities industry involves a series of complex interdependencies, and describes the relationships between the participants in a clear and easy to read style. Numerous drawings and graphics enhance the narrative and make this a must read for any serious securities processing professional.
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While at Citibank, he worked for four years in Zurich as the head of Operations and Technology for Citibank's Swiss Investment and Private Banks, and was the Chief Administrative Officer for Citicorp Investment Bank. Hal is a Managing Partner of The Summit Group, which, with over fifty employees, is active in consulting to major banks, brokers, investment managers, and other financial institutions, and provides comprehensive services in Management Consulting, Market Research, and Systems Integration.
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Book Description hardcover. Condition: New. 2004 hardback no marks in the text and is in great condition with dust coverAND AS ALWAYS SHIPPED IN 24 HOURS; and emailed to you a USPS tracking number on all orders; all books are sanitized and cleaned for your protection before mailing. PLEASE NOTE OVER SEAS BUYERS if the book extra large or heavy there will be additional postage due to the new US Postage rates. Seller Inventory # 230515006