The Sarbanes-oxley Deskbook (Practising Law Institute's Corporate and Securities Law Libr) (Practising Law Institute's Corporate and Securities Law Libr)3 vol. set - Hardcover

Bostelman, John T.

Hardcover

ISBN 10: 1402403046 ISBN 13: 9781402403040

Publisher: UNKNO, 2006

Synopsis

Called "the bible for securities lawyers" by FORTUNE MAGAZINE!The new Sarbanes-Oxley Deskbook is todays most comprehensive and current one-stop guide to the far-reaching public company governance, disclosure, and reporting reforms triggered by the Sarbanes-Oxley Act of 2002 and related SEC, NYSE, and NASD initiatives.Designed to help attorneys, directors, officers, accountants, auditors, and research analysts, The Sarbanes-Oxley Deskbook offers you a uniquely clear understanding of these daunting new requirements and the procedures you must implement to ensure full, problem-free compliance. Covering strict CEO/CFO certification standards, expanded prohibitions on non-audit services, new bans on loans to insiders, new attorney up-the-ladder disclosure requirements, and other mandates, the Deskbook offers you:. Clause-by-clause analysis of the SOA and related rules - with expert commentary on how to proceed in the wake (or absence) of official guidance. Step-by-step direction on how to satisfy all new governance, disclosure, and reporting standards - with the help of checklists and sample forms and committee charters. Clear warnings about the tougher new civil and criminal penalties for SOA-related violations.

About this title

About the Author:

John T. Bostelman is a partner of Sullivan & Cromwell LLP, New York, where he coordinates the firm's securities law practice. He has a broad financial and corporate practice, including the areas of public and private securities offerings, corporate governance, investment management and broker-dealer regulation. Mr. Bostelman has been a speaker for numerous organizations, including the Practising Law Institute and committees of the American Bar Association. He serves as Chair of the Securities Registration Subcommittee of the ABA Committee on Federal Regulation of Securities. Mr. Bostelman graudated from Yale University (B.A. 1975) and Columbia University Law School (J.D. 1979). He joined Sullivan & Cromwell LLP in 1979 and has been a partner since 1986.

Review:

"The bible for securities lawyers." -- Fortune Magazine

"The most comprehensive of all the texts in the marketplace today." -- New York Law Review

The bible for securities lawyers. --Fortune Magazine

The most comprehensive of all the texts in the marketplace today. --New York Law Review

The most comprehensive of all the texts in the marketplace today. --New York Law Review

About this edition

• Publisher: UNKNO
• Publication date: 2006
• ISBN 10: 1402403046
• ISBN 13: 9781402403040
• Binding: Hardcover
• Number of pages: 2491