Series 7 Exam Secrets Study Guide: Series 7 Test Review for the General Securities Representative Exam

0 avg rating
( 0 ratings by Goodreads )
 
9781610728669: Series 7 Exam Secrets Study Guide: Series 7 Test Review for the General Securities Representative Exam

***Includes Practice Test Questions***

Get the test prep help you need to be successful on the Series 7 test.

The Series 7 Exam is extremely challenging and thorough test preparation is essential for success. Series 7 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 7 Exam.

Not only does it provide a comprehensive guide to the Series 7 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer.

Series 7 Exam Secrets Study Guide includes:

  • A detailed overview of the series 7 exam
  • A breakdown of regulatory requirements
  • An examination of opening and maintaining customer accounts
  • A guide to private placements
  • An extensive review of the secondary market
  • An in-depth look at the market analysis
  • A breakdown of equity securities
  • An analysis of individual retirement account
  • Comprehensive practice questions with detailed answer explanations
It's filled with the critical information you'll need in order to do well on the test the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam.

The Regulatory Requirements section covers:
  • SROs
  • Registrations and requirements
The Opening and Maintaining Customer Accounts section covers:
  • Requirements and approvals for opening new accounts
  • Different types of account registration and authorizations
  • Maintenance of customer account records
  • Closing an account
  • Transfers
The Private Placements section covers:
  • Rule 144
  • Regulation offerings
The Secondary Market section covers:
  • broker and dealer
  • Market makers
The Market analysis section covers:
  • Market sentiment and market momentum
  • Short interest
  • The bond buyer and munifacts
The Equity Securities section covers:
  • Stocks
  • stockholders
  • Stocks' cost basis
The Individual Retirement Accounts section covers:
  • IRAs
  • Transfers and rollovers
  • Retirement plans
These sections are full of specific and detailed information that will be key to passing the Series 7 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

Any test prep guide is only as good as its practice questions and answers, and that's another area where our guide stands out. Our test designers have provided scores of test questions that will prepare you for what to expect on the actual Series 7 Exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear.

We've helped thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for our test preparation guides, and our Series 7 Exam Secrets Study Guide is no exception. It's an excellent investment in your future.

"synopsis" may belong to another edition of this title.

Product Description:

This Series 7 study guide includes practice test questions. Our study guide contains easy-to-read essential summaries that highlight the key areas of the Series 7 test. Mometrix's Series 7 test study guide reviews the most important components of the Series 7 exam.

The Series 7 Exam is extremely challenging, and thorough test preparation is essential for success. Series 7 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 7.

Not only does it provide a comprehensive guide to the Series 7 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer.

Series 7 Exam Secrets Study Guide includes:

  • An examination of regulatory requirements
  • A full study of customer accounts
  • An in-depth look at investment information and recommendations
  • A guide to primary marketplace
  • An analysis of the secondary market
  • A review of market analysis
  • An extensive review of debt securities
  • A breakdown of managed investments
  • An in-depth look at retirement plans
  • Comprehensive practice questions with detailed answer explanations

It's filled with the critical information you'll need in order to do well on the test: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam.

The Regulatory Requirements section covers:

  • SEC Act of 1934
  • Registration requirements and exemptions for investment advisers
  • Communications

The Customer Accounts section covers:

  • Opening customer accounts
  • Maintaining customer accounts
  • Margin accounts

The Investment Information and Recommendations section covers:

  • Prohibited activities for brokers
  • Investment risk
  • Costs and fees associated with investments

The Primary Marketplace section covers:

  • Initial public offerings
  • Private Placements
  • Municipal securities

The Secondary Market section covers:

  • Equity securities
  • Debt securities
  • Other securities

The Market Analysis section covers:

  • Technical analysis
  • Fundamental analysis
  • Municipal securities analysis

The Debt Securities section covers:

  • Corporate bonds
  • Municipal securities

The Managed Investments section covers:

  • Mutual funds
  • Other investments
  • Annuities

The Retirement Plans section covers:

  • Individual retirement accounts
  • Other retirement plans

These sections are full of specific and detailed information that will be key to passing the Series 7 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

  • Series 7 test prep book that provides a comprehensive review for the Series 7 test.
  • Series 7 exam prep that will help you elevate your Series 7 test score.
  • Series 7 practice test questions and much more...

Product Description:


***Includes Practice Test Questions***

Series 7 Exam Secrets helps you ace the General Securities Representative Exam, without weeks and months of endless studying. Our comprehensive Series 7 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you've ever imagined. Series 7 Exam Secrets includes: The 5 Secret Keys to Series 7 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don't Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don't Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive content review including: Money Supply, Arbitrage Trading, Fiduciary Accounts, Hypothecation, Roth IRA, Municipal Bond Insurance, Insider Trading, Keogh Plans, OTC Listed Market, 529 Plans, Stock's Beta Coefficient, CUSIP, Book Value per Share, Proxy Solicitations, Treasury Receipts, Short Selling, SIPC, FINRA Code of Procedure, Discretionary Brokerage Accounts, Fannie Mae, Certificates of Deposit, SEC Act of 1934, Cyclical Industries, Short Interest Theory, 401k Plans, Foreign Mutual Funds, New York Stock Exchange, Combination Privilege, IRA Distributions, Options Trading, Puttable Bonds, Declaration Date, NASDAQ Level 3, UGMA Accounts, Consolidated Tape, Stock Split, Margin Trading, Benefits of Stock Ownership, REITs, Investment GradeBonds, and much more...

"About this title" may belong to another edition of this title.

Top Search Results from the AbeBooks Marketplace

1.

Series 7 Exam Secrets Test Prep
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Quantity Available: > 20
Seller
Pbshop
(Wood Dale, IL, U.S.A.)
Rating
[?]

Book Description 2016. PAP. Book Condition: New. New Book.Shipped from US within 10 to 14 business days. Established seller since 2000. Bookseller Inventory # IB-9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 52.56
Convert Currency

Add to Basket

Shipping: US$ 3.99
Within U.S.A.
Destination, Rates & Speeds

2.

Series 7 Exam Secrets Test Prep Team
Published by Mometrix Media LLC
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Paperback Quantity Available: 20
Seller
BuySomeBooks
(Las Vegas, NV, U.S.A.)
Rating
[?]

Book Description Mometrix Media LLC. Paperback. Book Condition: New. Paperback. 148 pages. Dimensions: 11.0in. x 8.1in. x 0.4in.Includes Practice Test Questions Get the test prep help you need to be successful on the Series 7 test. The Series 7 Exam is extremely challenging and thorough test preparation is essential for success. Series 7 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 7 Exam. Not only does it provide a comprehensive guide to the Series 7 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer. Series 7 Exam Secrets Study Guide includes: A detailed overview of the series 7 exam A breakdown of regulatory requirements An examination of opening and maintaining customer accounts A guide to private placements An extensive review of the secondary market An in-depth look at the market analysis A breakdown of equity securities An analysis of individual retirement account Comprehensive practice questions with detailed answer explanations Its filled with the critical information youll need in order to do well on the test the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for the exam. The Regulatory Requirements section covers: SROs Registrations and requirements The Opening and Maintaining Customer Accounts section covers: Requirements and approvals for opening new accounts Different types of account registration and authorizations Maintenance of customer account records Closing an account Transfers The Private Placements section covers: Rule 144 Regulation offerings The Secondary Market section covers: broker and dealer Market makers The Market analysis section covers: Market sentiment and market momentum Short interest The bond buyer and munifacts The Equity Securities section covers: Stocks stockholders Stocks cost basis The Individual Retirement Accounts section covers: IRAs Transfers and rollovers Retirement plans These sections are full of specific and detailed information that will be key to passing the Series 7 Exam. Concepts and principles arent simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because its written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language. Any test prep guide is only as good as its practice questions and answers, and thats another area where our guide stands out. Our test designers have provided scores of test questions that will prepare you for what to expect on the actual Series 7 Exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear. Weve helped thousands of people pass standardized tests and achieve their education and career goals. Weve done this by setting high standards for our test preparation guides, and our Series 7 Exam Secrets Study Guide is no exception. Its an excellent investment in your future. This item ships from multiple locations. Your book may arrive from Roseburg,OR, La Vergne,TN. Paperback. Bookseller Inventory # 9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 62.96
Convert Currency

Add to Basket

Shipping: US$ 3.95
Within U.S.A.
Destination, Rates & Speeds

3.

Series 7 Exam Secrets Test Prep Team
Published by Mometrix Media LLC (2013)
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Paperback Quantity Available: 10
Seller
Murray Media
(North Miami Beach, FL, U.S.A.)
Rating
[?]

Book Description Mometrix Media LLC, 2013. Paperback. Book Condition: New. Bookseller Inventory # 1610728661

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 64.16
Convert Currency

Add to Basket

Shipping: US$ 2.99
Within U.S.A.
Destination, Rates & Speeds

4.

Series 7 Exam Secrets Test Prep Team
Published by MOMETRIX MEDIA LLC (2015)
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Quantity Available: > 20
Seller
Books2Anywhere
(Fairford, GLOS, United Kingdom)
Rating
[?]

Book Description MOMETRIX MEDIA LLC, 2015. PAP. Book Condition: New. New Book. Shipped from US within 10 to 14 business days. Established seller since 2000. Bookseller Inventory # IB-9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 56.39
Convert Currency

Add to Basket

Shipping: US$ 11.68
From United Kingdom to U.S.A.
Destination, Rates & Speeds

5.

Series 7 Exam Secrets Test Prep Team
Published by Mometrix Media Llc, United States (2016)
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Paperback Quantity Available: 10
Seller
The Book Depository US
(London, United Kingdom)
Rating
[?]

Book Description Mometrix Media Llc, United States, 2016. Paperback. Book Condition: New. Study Guide. 279 x 206 mm. Language: English . Brand New Book. ***Includes Practice Test Questions*** Series 7 Exam Secrets helps you ace the General Securities Representative Exam, without weeks and months of endless studying. Our comprehensive Series 7 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you ve ever imagined. Series 7 Exam Secrets includes: The 5 Secret Keys to Series 7 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don t Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don t Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive content review including: Money Supply, Arbitrage Trading, Fiduciary Accounts, Hypothecation, Roth IRA, Municipal Bond Insurance, Insider Trading, Keogh Plans, OTC Listed Market, 529 Plans, Stock s Beta Coefficient, CUSIP, Book Value per Share, Proxy Solicitations, Treasury Receipts, Short Selling, SIPC, FINRA Code of Procedure, Discretionary Brokerage Accounts, Fannie Mae, Certificates of Deposit, SEC Act of 1934, Cyclical Industries, Short Interest Theory, 401k Plans, Foreign Mutual Funds, New York Stock Exchange, Combination Privilege, IRA Distributions, Options Trading, Puttable Bonds, Declaration Date, NASDAQ Level 3, UGMA Accounts, Consolidated Tape, Stock Split, Margin Trading, Benefits of Stock Ownership, REITs, Investment GradeBonds, and much more. Bookseller Inventory # AAC9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 70.21
Convert Currency

Add to Basket

Shipping: FREE
From United Kingdom to U.S.A.
Destination, Rates & Speeds

6.

Series 7. Exam Secrets Test Prep Team
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Paperback Quantity Available: 1
Seller
Grand Eagle Retail
(Wilmington, DE, U.S.A.)
Rating
[?]

Book Description Paperback. Book Condition: New. 216mm x 15mm x 277mm. Paperback. Shipping may be from multiple locations in the US or from the UK, depending on stock availability. 258 pages. 0.544. Bookseller Inventory # 9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 71.93
Convert Currency

Add to Basket

Shipping: FREE
Within U.S.A.
Destination, Rates & Speeds

7.

Series 7 Exam Secrets Test Prep Team
Published by Mometrix Media Llc, United States (2016)
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Paperback Quantity Available: 10
Seller
The Book Depository
(London, United Kingdom)
Rating
[?]

Book Description Mometrix Media Llc, United States, 2016. Paperback. Book Condition: New. Study Guide. 279 x 206 mm. Language: English . Brand New Book. ***Includes Practice Test Questions*** Series 7 Exam Secrets helps you ace the General Securities Representative Exam, without weeks and months of endless studying. Our comprehensive Series 7 Exam Secrets study guide is written by our exam experts, who painstakingly researched every topic and concept that you need to know to ace your test. Our original research reveals specific weaknesses that you can exploit to increase your exam score more than you ve ever imagined. Series 7 Exam Secrets includes: The 5 Secret Keys to Series 7 Test Success: Time is Your Greatest Enemy, Guessing is Not Guesswork, Practice Smarter, Not Harder, Prepare, Don t Procrastinate, Test Yourself; A comprehensive General Strategy review including: Make Predictions, Answer the Question, Benchmark, Valid Information, Avoid Fact Traps, Milk the Question, The Trap of Familiarity, Eliminate Answers, Tough Questions, Brainstorm, Read Carefully, Face Value, Prefixes, Hedge Phrases, Switchback Words, New Information, Time Management, Contextual Clues, Don t Panic, Pace Yourself, Answer Selection, Check Your Work, Beware of Directly Quoted Answers, Slang, Extreme Statements, Answer Choice Families; A comprehensive content review including: Money Supply, Arbitrage Trading, Fiduciary Accounts, Hypothecation, Roth IRA, Municipal Bond Insurance, Insider Trading, Keogh Plans, OTC Listed Market, 529 Plans, Stock s Beta Coefficient, CUSIP, Book Value per Share, Proxy Solicitations, Treasury Receipts, Short Selling, SIPC, FINRA Code of Procedure, Discretionary Brokerage Accounts, Fannie Mae, Certificates of Deposit, SEC Act of 1934, Cyclical Industries, Short Interest Theory, 401k Plans, Foreign Mutual Funds, New York Stock Exchange, Combination Privilege, IRA Distributions, Options Trading, Puttable Bonds, Declaration Date, NASDAQ Level 3, UGMA Accounts, Consolidated Tape, Stock Split, Margin Trading, Benefits of Stock Ownership, REITs, Investment GradeBonds, and much more. Bookseller Inventory # AAC9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 72.25
Convert Currency

Add to Basket

Shipping: FREE
From United Kingdom to U.S.A.
Destination, Rates & Speeds

8.

Series 7 Exam Secrets Test Prep
Published by Mometrix Media LLC
ISBN 10: 1610728661 ISBN 13: 9781610728669
New paperback Quantity Available: > 20
Seller
Blackwell's
(Oxford, OX, United Kingdom)
Rating
[?]

Book Description Mometrix Media LLC. paperback. Book Condition: New. Bookseller Inventory # 9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 68.38
Convert Currency

Add to Basket

Shipping: US$ 5.84
From United Kingdom to U.S.A.
Destination, Rates & Speeds

9.

Series 7 Exam Secrets Test Prep Team
Published by Mometrix Media LLC (2013)
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Paperback Quantity Available: 1
Seller
Irish Booksellers
(Rumford, ME, U.S.A.)
Rating
[?]

Book Description Mometrix Media LLC, 2013. Paperback. Book Condition: New. book. Bookseller Inventory # 1610728661

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 75.31
Convert Currency

Add to Basket

Shipping: FREE
Within U.S.A.
Destination, Rates & Speeds

10.

Series 7 Exam Secrets Test Prep Team, Series 7 Exam Secrets Test Prep
Published by Mometrix Media LLC
ISBN 10: 1610728661 ISBN 13: 9781610728669
New Paperback / softback Quantity Available: > 20
Seller
THE SAINT BOOKSTORE
(Southport, United Kingdom)
Rating
[?]

Book Description Mometrix Media LLC. Paperback / softback. Book Condition: new. BRAND NEW, Series 7 Exam Secrets Study Guide: Series 7 Test Review for the General Securities Representative Exam, Series 7 Exam Secrets Test Prep Team, Series 7 Exam Secrets Test Prep. Bookseller Inventory # B9781610728669

More Information About This Seller | Ask Bookseller a Question

Buy New
US$ 68.35
Convert Currency

Add to Basket

Shipping: US$ 7.71
From United Kingdom to U.S.A.
Destination, Rates & Speeds

There are more copies of this book

View all search results for this book