Investment Management Regulation: An Introduction to Principles and Practice - Hardcover

Franco, Joseph; Hartmann, Karl-Otto

Hardcover

ISBN 10: 1611637171 ISBN 13: 9781611637175

Publisher: Carolina Academic Press, 2019

Synopsis

Investment Management Regulation: An Introduction to Principles and Practice provides a groundbreaking approach to the increasingly important body of federal law governing the investment management industry, which oversees more than $25 trillion in assets in the U.S. alone. The text s approach is unique, combining a traditional casebook with an extended, but focused, description of the key non-legal aspects of the industry. The casebook gives primary emphasis to the Investment Advisers Act and the Investment Company Act. Drawing on extensive regulatory and practical experience, the authors have created a text with topics that will be familiar to well-versed practitioners while also being accessible to academics lacking prior experience in the area. In addition to the main text, the authors will provide users with an electronic supplement and instructors with a teacher s manual, which will both offer brief discussions of supplementary topics and additional exercises.

About this title

About the Author

Joseph Franco is a Professor of Law at Suffolk University Law School. Karl-Otto Hartmann is a corporate and securities lawyer with over 40 years of legal, compliance, and managerial experience with investment advisers and funds. He teaches as an adjunct at Suffolk Law School.

Edition details

• Publisher: Carolina Academic Press
• Publication date: 2019
• ISBN 10: 1611637171
• ISBN 13: 9781611637175
• Binding: Hardcover
• Language: English
• Number of pages: 684