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Series 56 Exam Secrets Study Guide: Series 56 Test Review for the Proprietary Trader Examination - Softcover
Synopsis
Get the test prep help you need to be successful on the Series 56 test.
The Series 56 Exam is extremely challenging and thorough test preparation is essential for success. Series 56 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 56 Exam.
Series 56 Exam Secrets Study Guide includes:
- A detailed overview of the Series 56 Exam
- An examination of personnel, business conduct, recordkeeping and reporting requirements
- A breakdown of markets, market participants, exchanges, and SROs
- An in-depth look at types and characteristics of securities and investments
- A guide to trading practices and prohibited activities
- An analysis of display, execution, and trading systems
The Personnel, Business Conduct, Recordkeeping and Reporting Requirements section covers:
- Supervisory responsibility in a participant firm
- Statutory disqualifications
- Suspension of NYSE MKT members
- Requirements for accountants reports
- Investment company
- Market maker
- Obligations of a designated primary market maker on the CBOE
- Securities exchange act of 1934 terms
- Common stock and stockholder rights
- Stock terms
- Underlying security
- Types of orders and strategies
- Exchange members and laws
- Prohibitions
- Prohibited activities
- Submitting exchange transactions for clearance
- Hybrid system
- BOX trading rules and the pre-opening phase
- Trade report processing
We've helped thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for our test preparation guides, and our Series 56 Exam Secrets Study Guide is no exception. It's an excellent investment in your future.
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Series 56 Exam Secrets Study Guide: Series 56 Test Review for the Proprietary Trader Examination
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