SIE Exam Prep 2023 - 2024: 3 Practice Tests and Securities Industry Essentials Study Guide Book for the FINRA Assessment: [4th Edition] - Softcover

Lefort, J. M.

Softcover

ISBN 10: 1637750870 ISBN 13: 9781637750872

Publisher: APEX Test Prep, 2022

Synopsis

APEX Test Prep's SIE Exam Prep 2023 - 2024: 3 Practice Tests and Securities Industry Essentials Study Guide Book for the FINRA Assessment [4th Edition]

APEX Test Prep believes that preparing for the Series SIE exam shouldn't be harder than the test itself.

To that end, we pack our products with everything you need. This includes testing tips, clear instruction, comprehensive material, practice questions, and detailed answer explanations.

We want you to succeed. Get a copy of our APEX Test Prep Series SIE study guide to get access to:

• Test-Taking Tips: We give you the best practice when taking exams to help you pass with confidence. These APEX Test Prep tips help you get inside the minds of the test creators and help you make educated guesses when you get stumped.
• Introduction: Get a thorough breakdown of what the test is and what's on it!
• Detailed Review, Practice Questions, and Answer Explanations for the following subjects:
  • Knowledge of Capital Markets: Regulatory Entities, Agencies, and Market Participants, Market Structure, Economic Factors, and Offerings
  • Understanding Products and Their Risks: Products, and Investment Risks
  • Understanding Trading, Customer Accounts and Prohibited Activities: Trading, Settlement and Corporate Actions, Customer Accounts and Compliance Considerations, and Prohibited Activities
  • Overview of the Regulatory Framework: SRO Regulatory Requirements for Associated Persons, and Employee Conduct and Reportable Events
• Straightforward Instruction: APEX Test Prep introduces all of our Series SIE test prep material in a manner that is easy to understand for you to use on test day.
• Comprehensive Material: Our APEX Test Prep team compiles all the information that could be covered by your exam into this prep study guide. We make sure you are properly prepared for any question.
• Series SIE Practice Test Questions: Test out your skills and evaluate your readiness. The questions written by APEX Test Prep are as close as possible to the questions found in actual tests. You're training with the pros!
• Detailed Answer Explanations: Every practice test comes with an in-depth answer key.

Disclaimer: The Financial Industry Regulatory Authority (FINRA) does not endorse this product nor is FINRA affiliated in any way with the owner or any content related to this website.

Nothing is worse than missing a question and not knowing why. These APEX Test Prep explanations show you where you went wrong. Now, you can avoid making the same mistake on the actual exam.

Get the experts of APEX Test Prep on your side. You don't want to miss out on this top-notch material.

Life can be difficult. Test prep doesn't have to be.

Edition details

• Publisher: APEX Test Prep
• Publication date: 2022
• Language: English
• ISBN 10: 1637750870
• ISBN 13: 9781637750872
• Binding: Paperback
• Number of pages: 197