Synopsis
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.
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Securities Regulation in a Nutshell (Nutshells)
Published by
West Academic Publishing, 2016
ISBN 10: 168328318X
ISBN 13: 9781683283188
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Paperback
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Securities Regulation in a Nutshell (Nutshells)
Published by
West Academic Publishing, 2016
ISBN 10: 168328318X
ISBN 13: 9781683283188
Used
Softcover
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Condition: good. The book is in good condition with all pages and cover intact, including the dust jacket if originally issued. The spine may show light wear. Pages may contain some notes or highlighting, and there might be a "From the library of" label. Boxed set packaging, shrink wrap, or included media like CDs may be missing. Seller Inventory # BSM.QUYZ
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Securities Regulation in a Nutshell (Nutshells)
Published by
West Academic Publishing, 2016
ISBN 10: 168328318X
ISBN 13: 9781683283188
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Paperback
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