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Synopsis
Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.
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About the Authors
Professor Andrew Haynes is a leading authority on the law relating to banking and financial services regulation. After a career at Deloitte and two leading law firms he entered academia. He has written widely on these subject areas and advised governments and banking regulators in a number of countries.
Stuart Bazley has worked in the financial services industry for over 25 years and is currently a consultant. He has also lectured and written extensively on financial services regulation and enforcement
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Financial Services Authority Regulation and Risk-Based Compliance
Published by
Bloomsbury Academic & Professional, 2006
ISBN 10: 1845922492
ISBN 13: 9781845922498
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Softcover
Seller: Better World Books Ltd, Dunfermline, United Kingdom
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Financial Services Authority Regulation and Risk-Based Compliance
Published by
Bloomsbury Academic & Professional, 2006
ISBN 10: 1845922492
ISBN 13: 9781845922498
Used
Softcover
Seller: Better World Books Ltd, Dunfermline, United Kingdom
Seller rating 5 out of 5 stars
Condition: Very Good. 2nd ed. Ships from the UK. Former library book; may include library markings. Used book that is in excellent condition. May show signs of wear or have minor defects. Seller Inventory # GRP97873050
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Financial Services Authority Regulation and Risk-Based Compliance
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FINANCIAL SERVICES AUTHORITY REGULATION AND RISK-BASED COMPLIANCE
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Financial Services Authority Regulation And Risk-Based Compliance
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Financial Services Authority Regulation and Risk-Based Compliance
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Financial Services Authority Regulation and Risk-Based Compliance
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Financial Services Authority Regulation and Risk-Based Compliance
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