Federal Securities Laws: Selected Statutes, Rules and Forms, 2019-2020 Edition
Language: English
Published by Foundation Press, 2019
- Softcover
- Used
Seller: Textbook Bookie, Little Rock, AR, U.S.A.Textbook Bookie
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Condition: Used - Good
US$ 9.99
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Add to basketItem description from seller
Book in Good condition.
Seller Inventory # 9781642429398-good
- Title
- Federal Securities Laws: Selected Statutes, Rules and Forms, 2019-2020 Edition
- Author
- Coffee Jr, John, Sale, Hillary, Whitehead, Charles
- Publisher
- Foundation Press
- Publication year
- 2019
- Condition
- Good
- Binding
- Paperback
- Language
- English
- ISBN 10
- 1642429392
- ISBN 13
- 9781642429398
- Amendments to Regulation A;
- Amendments to Regulation C;
- Amendments to Regulation S-K;
- Amendments to Regulation S-T;
- Amendments to Regulation 14A;
- Amendments to Regulation M;
- Amendments to Regulation NMS;
- New Securities Act Rule 139b and new Investment Company Act Rule 24b-4 regarding publication or distribution of covered investment fund research reports;
- New Exchange Act Rule 15l-1 regarding broker-dealer obligations when making recommendations to customers;
- New Exchange Act Subpart 18a regarding capital, margin and segregation requirements for security-based swap dealers and participants;
- New Investment Company Act Rule 30e-3 allowing online reports to shareholders by registered investment companies;
- New Rules of Practice Rule 194 regarding security-based swap dealers/participants;
- Amendments to various forms.
This edition has a cutoff date of September 10, 2019.
"Synopsis" may belong to another edition of this title.
Textbook Bookie
Little Rock, AR, U.S.A.
AbeBooks seller since October 5, 2026
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