Financial Services Law Guide
Language: English
Published by Bloomsbury Professional, 2014
- Softcover
- Used
Seller: WeBuyBooks, Rossendale, LANCS, United KingdomWeBuyBooks
AbeBooks seller since November 14, 2005
Condition: Used - As new
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Add to basketItem description from seller
Most items will be dispatched the same or the next working day. An apparently unread copy in perfect condition. Dust cover is intact with no nicks or tears. Spine has no signs of creasing. Pages are clean and not marred by notes or folds of any kind.
Seller Inventory # rev7445436973
- Title
- Financial Services Law Guide
- Author
- Haynes, Professor Andrew
- Publisher
- Bloomsbury Professional
- Publication year
- 2014
- Condition
- Like New
- Binding
- paperback
- Language
- English
- ISBN 10
- 1847669786
- ISBN 13
- 9781847669780
- Edition
- 4th Edition
- Item weight
- 780 grams
Financial Services Law Guide, 4th edition is a comprehensive and highly practical guide to the rules and regulations that govern the financial services industry. Designed to be used on a day-in day-out basis, this new edition covers the requirements and legal responsibilities imposed upon the financial services industry by all regulatory bodies.
The current changes in the regulatory structure are far reaching for the financial services sector and the new rule books that are to be brought in represent a change in financial services regulation in this country that is profound in its nature and both important and subtle in terms of the changes it will bring in for regulated firms. In particular the compliance procedures and relevant managerial approaches adopted in financial services firms will need to change.
Financial Services Law Guide is a comprehensive and highly practical guide to the rules and regulations that govern the financial services industry. Designed to be used on a day-in day-out basis, this new edition covers the requirements and legal responsibilities imposed upon the financial services industry by all regulatory bodies.
Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for lawyers, compliance officers, consultants and all those connected to the industry.
Includes coverage of the following key legislation:
Financial Services and Markets Act 2000
Financial Services Act 2010
Financial Services Act 2012
Whatever your legal issue or question, you will find the answer in this user-friendly and clearly presented guide.
Contents:
Chapter 1 The Financial Services Regime
Chapter 2 Authorisation
Chapter 3 Approved Persons
Chapter 4 Retail Products
Chapter 5 Customer Relations
Chapter 6 Financial Promotion
Chapter 7 Market Abuse
Chapter 8 Money Laundering
Chapter 9 Clients' Money
Chapter 10 Financial Rules
Chapter 11 Enforcement
Chapter 12 Professionals and Investment Business
Previous print edition ISBN: 9781845921392
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About the Author
"About the title" may belong to another edition of this title.
WeBuyBooks
Rossendale, LANCS, United Kingdom
AbeBooks seller since November 14, 2005
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