NASD Arbitration Solution : Five Black-Belt Principles to Protect and Grow Your Financial Services Practice

Language: English

Published by Wiley Jun 2007, 2007

0470126329 / 9780470126325

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Seller: AHA-BUCH GmbH, Einbeck, GermanyAHA-BUCH GmbH

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Hardcover

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Item description from seller

Neuware - Thomas Hine had been working as a Registered Representative for more than a decade when, without warning, he became the subject of an investor complaint to the NASD--and was forced to go through NASD arbitration to resolve the dispute.While many in his position would shy away from discussing this experience, Hine, with the help of John Brubaker, decided to share his story and provide you with invaluable instructional and motivational information regarding the costly and time-consuming NASD arbitration process; how you can grow your financial services practice; minimize the chances of an investor complaint; and properly respond to one, if necessary.NASD Arbitration Solution presents an entirely new approach to the subject of compliance. It combines courtroom drama, vivid anecdotes, analogies, humor, philosophy, and practical 'how to' advice to create the definitive one-stop resource for Registered Representatives on one of the most talked about subjects in the financial services industry. A page-turning work on a subject often regarded by representatives as tedious, it may become the only book on NASD compliance you will ever want to read from cover to cover.…

Seller Inventory # 9780470126325

Title
NASD Arbitration Solution : Five Black-Belt Principles to Protect and Grow Your Financial Services Practice
Author
John K Brubaker
Publisher
Wiley Jun 2007
Publication year
2007
Condition
Neu
Binding
Buch
Language
English
ISBN 10
0470126329
ISBN 13
9780470126325
Item weight
544 grams
Dimensions
235x165x28 mm

AHA-BUCH GmbH

Einbeck, Germany

5-star seller

AbeBooks seller since August 14, 2006

Shipping rates from Germany to U.S.A.

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