Principles of Securities Regulation (Concise Hornbook Series)
Language: English
Published by West Academic Publishing, 2009
- Softcover
- Used

Softcover
Condition: Used - Good
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- Title
- Principles of Securities Regulation (Concise Hornbook Series)
- Author
- Hazen, Thomas
- Publisher
- West Academic Publishing
- Publication year
- 2009
- Condition
- Good
- Binding
- Paperback
- Language
- English
- ISBN 10
- 0314187995
- ISBN 13
- 9780314187994
- Edition
- 3rd Edition
Hazen's Principles of Securities Regulation provides authoritative coverage of the most recent developments in securities regulation in an accessible format. Topics include: The registration process Exemptions Corporate recapitalizations, reorganizations, and mergers Market manipulation Liabilities Securities Exchange Act of 1934 Jurisdictional aspects Broker-dealer regulation and the new Financial Industry Regulatory Authority Regulation of investment companies
"Synopsis" may belong to another edition of this title.
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