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Bibliographic Details

Title: Securities Regulation (Gilbert Law Summaries)
Publisher: Thomson West
Publication Date: 2007
Language: English
ISBN 10: 0314181113
ISBN 13: 9780314181114
Binding: paperback
Edition: 7th.
Condition: Good

About this title

Synopsis

This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission (SEC), jurisdiction and interstate commerce, and the Securities Act of 1933 (including persons and property interests covered, registration statements, exemptions from registration requirements, and liabilities). It also discusses the Securities Exchange Act of 1934 (including rule 10b-5, tender offers and repurchases of stock, regulation of proxy solicitations, liability for short-swing profits on insider transactions, and SEC enforcement actions), regulation of the securities markets, multinational transactions, and the state regulation of securities transactions.

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