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Bibliographic Details

Title: Securities Regulation: Selected Statutes, Rules, and Forms 2019 (Supplements)
Publisher: Wolters Kluwer Law & Business
Publication Date: 2019
Language: English
ISBN 10: 1543812759
ISBN 13: 9781543812756
Binding: paperback
Condition: Good

About this title

Synopsis

Designed specifically for the Securities Regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials, Ninth Edition (forthcoming November 2019).

New to the 2019 Edition:

New Rule 15l-1 Regulation Best Interest has been added

Thoroughly updated to reflect numerous changes made by the SEC to

modernize and simplify disclosure requirements for public companies, investment advisers, and investment companies

facilitate the disclosure of information to investors

simplify compliance without significantly altering the total mix of information provided to investors.

"About this title" may belong to another edition of this title.

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