Items related to Securities Operations: A Guide to Operations and Information...
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry - Hardcover
Securities Operations, Second Edition covers not only operations procedures but it also describes the full range of information systems available to support trading, sales, and operations. Its expert guidelines, insight, and advice will help you provide back-office support for cashiering, transfer, margin, and branch office operations; plan, manage, and enhance data processing systems to support trading, sales, and operations; support new products, reduce operations expenses, develop reporting mechanisms for regulatory authorities, and reduce risks from clearing and settlement; determine training needs for operations and systems personnel; integrate operations and systems efforts with sales and trading objectives; and much more.
Most important, this Second Edition provides a practical and detailed analysis of the major changes in securities operations brought about by "Trade Date +3." It describes what transactions are included and excluded in the new rule... its impact on operations in securities firms, banks, clearing corporations, and depositories ... how to plan and prepare for the new rule ... changes in U.S. clearance and settlement procedures ... implementation of a Same Day Funds Settlements System ... regulatory issues ... and other details that are crucial to the successful implementation of T + 3.
What's more, this new edition also provides expanded coverage of international operations and information management, including changes in tax regulations and in clearance and settlement procedures.
For all operations and systems professionals involved in securities processing - including operations executives, systems managers, transfer managers, cash management personnel, branch office managers, and sales trading personnel - Securities Operations, Second Edition will be an indispensable reference source now and in the years to come.
Most important, this Second Edition provides a practical and detailed analysis of the major changes in securities operations brought about by "Trade Date +3." It describes what transactions are included and excluded in the new rule... its impact on operations in securities firms, banks, clearing corporations, and depositories ... how to plan and prepare for the new rule ... changes in U.S. clearance and settlement procedures ... implementation of a Same Day Funds Settlements System ... regulatory issues ... and other details that are crucial to the successful implementation of T + 3.
What's more, this new edition also provides expanded coverage of international operations and information management, including changes in tax regulations and in clearance and settlement procedures.
For all operations and systems professionals involved in securities processing - including operations executives, systems managers, transfer managers, cash management personnel, branch office managers, and sales trading personnel - Securities Operations, Second Edition will be an indispensable reference source now and in the years to come.
"synopsis" may belong to another edition of this title.
From the Back Cover:
This book ties together the much-needed information on the "back-office" (operations) and the "data processing" (information systems) functions of the US and international securities industries. Executives, managers, and sales and trading professionals will learn, firsthand, how to provide the back-office support for cashiering, transfer, margin, and branch office operations; plan and fund the high-tech data processing systems to support trading, sales, and oeprations; manage technology in today's dynamically changing multi- currency world; and much more.
"About this title" may belong to another edition of this title.
- PublisherPrentice Hall Press
- Publication date1995
- ISBN 10 0131610449
- ISBN 13 9780131610446
- BindingHardcover
- Number of pages656
- Rating
Buy New
Learn more about this copy
US$ 53.50
Shipping:
US$ 4.25
Within U.S.A.
Top Search Results from the AbeBooks Marketplace
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Hardcover
Quantity: 1
Seller:
Rating
Book Description hardcover. Condition: Fair. Seller Inventory # 0131610449-4-29960007
Buy Used
US$ 5.61
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Hardcover
Quantity: 1
Seller:
Rating
Book Description Condition: Acceptable. The item is fairly worn but still readable. The book may have some cosmetic wear (i.e. creased spine/cover, scratches, curled corners, folded pages, sunburn, stains, water damage, bent, torn, damaged binding, dent). - The dust jacket if present, may be marked, and have considerable heavy wear. - The book might be ex-library copy, and may have the markings and stickers associated from the library - The book may have considerable highlights/notes/underlined pages but the text is legible - Accessories such as CD, codes, toys, may not be included - Safe and Secure Mailer - No Hassle Return. Seller Inventory # 521PY6001X7U
Buy Used
US$ 1.63
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Mass Market Paperback
Quantity: 1
Seller:
Rating
Book Description Mass Market Paperback. Condition: Very Good. No Jacket. May have limited writing in cover pages. Pages are unmarked. ~ ThriftBooks: Read More, Spend Less 2.7. Seller Inventory # G0131610449I4N00
Buy Used
US$ 6.61
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Mass Market Paperback
Quantity: 1
Seller:
Rating
Book Description Mass Market Paperback. Condition: Good. No Jacket. Missing dust jacket; Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less 2.7. Seller Inventory # G0131610449I3N01
Buy Used
US$ 6.61
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Mass Market Paperback
Quantity: 1
Seller:
Rating
Book Description Mass Market Paperback. Condition: Good. No Jacket. Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less 2.7. Seller Inventory # G0131610449I3N00
Buy Used
US$ 6.61
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Mass Market Paperback
Quantity: 1
Seller:
Rating
Book Description Mass Market Paperback. Condition: Good. No Jacket. Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less 2.7. Seller Inventory # G0131610449I3N00
Buy Used
US$ 6.61
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Mass Market Paperback
Quantity: 1
Seller:
Rating
Book Description Mass Market Paperback. Condition: Good. No Jacket. Former library book; Missing dust jacket; Pages can have notes/highlighting. Spine may show signs of wear. ~ ThriftBooks: Read More, Spend Less 2.7. Seller Inventory # G0131610449I3N11
Buy Used
US$ 6.61
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Hardcover
Quantity: 1
Seller:
Rating
Book Description Condition: Good. Item in good condition. Textbooks may not include supplemental items i.e. CDs, access codes etc. Seller Inventory # 00065093596
Buy Used
US$ 6.63
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Hardcover
Quantity: 1
Seller:
Rating
Book Description Hardcover. Condition: Good. Subsequent. Securities Operations, Second Edition covers not only operations procedures but it also describes the full range of information systems available to support trading, sales, and operations. Its expert guidelines, insight, and advice will help you provide back-office support for cashiering, transfer, margin, and branch office operations; plan, manage, and enhance data processing systems to support trading, sales, and operations; support new products, reduce operations expenses, develop reporting mechanisms for regulatory authorities, and reduce risks from clearing and settlement; determine training needs for operations and systems personnel; integrate operations and systems efforts with sales and trading objectives; and much more.Most important, this Second Edition provides a practical and detailed analysis of the major changes in securities operations brought about by "Trade Date +3." It describes what transactions are included and excluded in the new rule. its impact on operations in securities firms, banks, clearing corporations, and depositories . how to plan and prepare for the new rule . changes in U.S. clearance and settlement procedures . implementation of a Same Day Funds Settlements System . regulatory issues . and other details that are crucial to the successful implementation of T + 3.What's more, this new edition also provides expanded coverage of international operations and information management, including changes in tax regulations and in clearance and settlement procedures.For all operations and systems professionals involved in securities processing - including operations executives, systems managers, transfer managers, cash management personnel, branch office managers, and sales trading personnel - Securities Operations, Second Edition will be an indispensable reference source now and in the years to come. Seller Inventory # SONG0131610449
Buy Used
US$ 10.32
Convert currency
Stock Image
Securities Operations: A Guide to Operations and Information Systems in the Securities Industry
Published by
Prentice Hall Press
(1995)
ISBN 10: 0131610449
ISBN 13: 9780131610446
Used
Hardcover
Quantity: 1
Seller:
Rating
Book Description Condition: Fair. Buy with confidence! Book is in acceptable condition with wear to the pages, binding, and some marks within 2.65. Seller Inventory # bk0131610449xvz189zvxacp
Buy Used
US$ 13.25
Convert currency