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Written for both individual investors and securities professionals, an in-depth guide to securities processing looks at the core of underwritings, new and established trading markets, transaction processing, margin, and brokerage firms' relationships with commercial banks, transfer agents, depositories and more.
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David M. Weiss has been active in the brokerage industry for more than thirty-five years. Currently an independent consultant and lecturer, he was formerly the director of business, industry, and product training for a major international investment bank, vice president of new products for a primary marketplace, and chief operations officer of a broker dealer as well as holding other management positions.
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Book Description Prentice Hall Press, 1993. Hardcover. Condition: New. 2 Sub. Seller Inventory # DADAX0131776010
Book Description Prentice Hall Press, 1993. Condition: New. book. Seller Inventory # M0131776010
Book Description Prentice Hall Press, 1993. Hardcover. Condition: New. Never used!. Seller Inventory # P110131776010
Book Description Prentice Hall Press. Hardcover. Condition: New. 0131776010 New Condition. Seller Inventory # NEW7.3048838