Title: After the Trade is Made: Processing Securities Transactions, Second Edition
Publisher: Prentice Hall Press
Publication Date: 1993
Language: English
ISBN 10: 0131776010
ISBN 13: 9780131776012
Binding: hardcover
Condition: Good
Weight: 27 ounces

About this title

Synopsis

Written for both individual investors and securities professionals, an in-depth guide to securities processing looks at the core of underwritings, new and established trading markets, transaction processing, margin, and brokerage firms' relationships with commercial banks, transfer agents, depositories and more.

About the Author

David M. Weiss has been active in the brokerage industry for more than thirty-five years. Currently an independent consultant and lecturer, he was formerly the director of business, industry, and product training for a major international investment bank, vice president of new products for a primary marketplace, and chief operations officer of a broker dealer as well as holding other management positions.

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