And Ted Trautmann (2 results)

[Securities Law]. SEC Corporate Disclosure Reforms: Compendium. James Hamilton and Ted Trautman. Chicago: CCH WaltersKluwer. 2004. 303 pp. Softbound. New. Publisher's Price USD 79. Special $5. * Provides a comprehensive reference covering the SEC's post-Enron reform adoptions that involve enhanced and more timely disclosure of information important to investors. Contains the two individual SEC Corporate Disclosure Reforms titles - Accelerated Deadlines for Periodic Reports and CEO/CFO Certification - with coverage of the recent, and dramatic, Form 8-K amendments. Includes full-text of SEC adopting releases and final rules, as well as invaluable CCH explanations and topical index.

[Securities Law]. Guide to SEC Privacy Rules: Broker-Dealers Investment Companies and Advisers. James Hamilton and Ted Trautmann. Chicago: CCH, 2001. 91 pp. Softbound. As new, excellent condition. Publisher's Price USD 45. Special $10. * Discusses the SEC's privacy rules, placing them in the context of the Gramm-Leach-Bliley Act's privacy provisions. It explains the initial, annual, and opt-out notices required by the Act and the rules, and specific information that these notices must contain. It also discusses the means of delivering notices, limits on disclosure of personal information to third parties, and various exceptions to the opt-out requirements for such activities as joint marketing and processing and servicing transactions.