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Written for both individual investors and securities professionals, an in-depth guide to securities processing looks at the core of underwritings, new and established trading markets, transaction processing, margin, and brokerage firms' relationships with commercial banks, transfer agents, depositories and more.
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About the Author:
David M. Weiss has been active in the brokerage industry for more than thirty-five years. Currently an independent consultant and lecturer, he was formerly the director of business, industry, and product training for a major international investment bank, vice president of new products for a primary marketplace, and chief operations officer of a broker dealer as well as holding other management positions.
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- PublisherPrentice Hall Press
- Publication date1993
- ISBN 10 0131776010
- ISBN 13 9780131776012
- BindingHardcover
- Number of pages512
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After the Trade is Made: Processing Securities Transactions, Second Edition
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After the Trade is Made: Processing Securities Transactions, Second Edition
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After the Trade is Made: Processing Securities Transactions, Second Edition
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After the Trade is Made: Processing Securities Transactions, Second Edition
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After the Trade is Made: Processing Securities Transactions, Second Edition
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After the Trade is Made: Processing Securities Transactions, Second Edition
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(1993)
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ISBN 13: 9780131776012
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AFTER THE TRADE IS MADE: PROCESS
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